• Publication Date:
  • Publication Type:
    Proposed Rule
  • Fed Register #:
    83:36507-36509
  • Standard Number:
  • Title:
    Information Collection Request; Cranes and Derricks in Construction: Operator Qualification
  [Federal Register Volume 83, Number 146 (Monday, July 30, 2018)]
  [Proposed Rules]
  [Pages 36507-36509]
  From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
  [FR Doc No: 2018-15687]


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  DEPARTMENT OF LABOR

  Occupational Safety and Health Administration

  29 CFR Part 1926

  [Docket ID-OSHA-2018-0009]
  RIN 1218-AC96


  Information Collection Request; Cranes and Derricks in
  Construction: Operator Qualification

  AGENCY: Occupational Safety and Health Administration (OSHA), Labor.

  ACTION: Proposed rule, limited reopening of comment period.

  -----------------------------------------------------------------------

  SUMMARY: OSHA is providing the public an additional 30 days to comment
  on only the information collection requirements contained in the
  proposed updates to its standard for cranes and derricks in
  construction published on May 21, 2018.

  DATES: The comment period for only the information collection
  requirements published on May 21, 2018 at 83 FR 23534, is reopened.
  Comments must be submitted (postmarked, sent, or received) by August
  29, 2018.

  ADDRESSES:
      Electronically: You may submit comments and attachments
  electronically at http://www.regulations.gov, which is the Federal
  eRulemaking Portal. Follow the instructions online for submitting
  comments.
      Facsimile: If your comments, including attachments, are not longer
  than 10 pages you may fax them to the OSHA Docket Office at (202) 693-
  1648.
      Regular mail, express delivery, hand delivery, and messenger
  (courier) service: When using this method, you must submit a copy of
  your comments and attachments to the OSHA Docket Office, Docket No.
  OSHA-2018-0009, Occupational Safety and Health Administration, U.S.
  Department of Labor, Room N-3653, 200 Constitution Avenue NW,
  Washington, DC 20210. Deliveries (hand, express mail, messenger, and
  courier service) are accepted during the OSHA Docket Office's normal
  business hours, 10:00 a.m. to 3:00 p.m., ET.
      Instructions: All submissions must include the agency name, the
  title of this document ``Information Collection Request; Cranes and
  Derricks in Construction: Operator Qualification,'' and the OSHA docket
  number for this document (OSHA-2018-0009). All comments, including any
  personal information you provide, are placed in the public docket
  without change, and may be made available online at http://www.regulations.gov. For further information on submitting comments,
  see the ``Public Participation'' heading in the section of this
  document titled SUPPLEMENTARY INFORMATION. Because of security
  procedures, the use of regular mail may cause a significant delay in
  the receipt of comments. For information about security procedures
  concerning the delivery of materials by hand, express delivery,
  messenger, or courier service, please contact the OSHA Docket Office at
  (202) 693-2350; TTY (877) 889-5627.
      Docket: To read or download comments or other material in the
  docket, go to http://www.regulations.gov or the OSHA Docket Office at
  the above address. All documents in the docket (including this Federal
  Register document) are listed in the http://www.regulations.gov index;
  however, some information (e.g., copyrighted material) is not publicly
  available to read or download through the website. All submissions,
  including copyrighted material, are available for inspection at the
  OSHA Docket Office.

  FOR FURTHER INFORMATION CONTACT: Mr. Vernon Preston, Directorate of
  Construction; telephone: (202) 693-2020; fax: (202) 693-1689; email:
  Preston.Vernon@dol.gov.

  SUPPLEMENTARY INFORMATION:

  A. Background

      OSHA published a notice of proposed rulemaking ``Cranes and
  Derricks in Construction: Operator Qualification'' (the NPRM or the
  proposed rule) on May 21, 2018, in the Federal Register (83 FR 23534)
  proposing regulations to update the standard for cranes and derricks in
  construction. In the NPRM, OSHA proposes to amend 29 CFR 1926, subpart
  CC to revise sections that address crane operator training,
  certification/licensing,\1\ and competency. The purpose of these
  amendments are to: Require comprehensive training of operators; remove
  certification by capacity from certification requirements; clarify and
  permanently extend the employer duty to evaluate potential operators
  for their ability to safely operate equipment covered by subpart CC;
  and require documentation of that evaluation.
  ---------------------------------------------------------------------------

      \1\ The term ``certification/licensing'' covers each of the
  certification options in the proposed rule (third-party
  certification or an audited employer certification program) as well
  as state or local operator licensing requirements.
  ---------------------------------------------------------------------------

      The proposed rule provided the public 30 days to comment on the
  proposed regulations including the information collection requirements
  contained in the proposed rule. Under the Paperwork Reduction Act (the
  PRA), Federal agencies are required to publish a notice in the Federal
  Register concerning each proposed information collection requirement
  and to allow 60 days for public comment on those requirements (44
  U.S.C. 3506(c)(2)(A); see also 5 CFR 1320.8(d)(1)). Accordingly this
  document allows the public an additional 30 days, as required by the
  PRA, to comment on the information collection requirements contained in
  the proposed rule.
      Concurrent with publication of the proposed rule, OSHA submitted
  the new Cranes and Derricks in Construction Standard (29 CFR part 1926,
  subpart CC): Operator Qualification Information Collection Request
  (ICR) to the Office of Management and Budget (OMB) for review with a
  request for a new control number (ICR Reference Number 201710-1218-
  002). If a final rule is published, OSHA will submit the final ICR for
  the final Cranes and Derricks in Construction Standard: Operator
  Qualification to OMB for approval. If the final ICR is approved, OSHA
  will request to amend the comprehensive Cranes and Derricks in
  Construction Information Collection (OMB control number 1218-0261) to
  incorporate the ICR analysis associated with the final Cranes and
  Derricks in Construction Standard: Operator Qualification and to
  discontinue the new control number.
      The purpose of the PRA, 44 U.S.C. 3501 et seq., includes enhancing
  the quality and utility of information the Federal government requires
  and minimizing the paperwork and reporting burden on affected entities.
  The PRA requires certain actions before an agency can adopt or revise a
  collection of information requirement (also referred to as a
  ``paperwork'' or ``information collection'' requirement), including
  publishing a summary of the information collection requirements and a
  brief description of the need for, and proposed use of, the
  information. The PRA defines ``collection of information'' as ``the
  obtaining, causing to be obtained, soliciting, or requiring the
  disclosure to third parties or the public, of facts or opinions by or
  for an agency, regardless of form or format.'' (44 U.S.C. 3502(3)(A)).
  Under the PRA, a Federal agency may not conduct or sponsor a


  collection of information, and the public is not required to respond to
  a collection of information, unless it is approved by OMB and displays
  a currently valid OMB control number (44 U.S.C. 3507). Also,
  notwithstanding any other provisions of law, no person shall be subject
  to penalty for failing to comply with a collection of information if
  the collection of information does not display a currently valid OMB
  control number (44 U.S.C. 3512).

  B. Desired Focus of Comments

      The ``Cranes and Derricks in Construction: Operator Qualification''
  proposed rule would establish new information collection requirements.
  The NPRM would also modify a small number of information collection
  requirements in the existing Cranes and Derricks in Construction
  Standard (29 CFR part 1926, subpart CC) Information Collection (IC)
  approved by OMB. OSHA submitted a new ICR (that modifies the existing
  Cranes and Derricks in Construction package) to OMB to reflect the
  NPRM's new or revised information collection requirements.
      Some of these revisions, if adopted, would result in changes to the
  existing burden hour and/or cost estimates associated with the current,
  OMB-approved information collection requirements contained in the
  Cranes and Derricks in Construction Standard Information Collection.
  Other revisions would not change burden hour or cost estimates, but
  would substantively modify language contained in the currently OMB-
  approved ICR. Still others would revise existing standard provisions
  that are not information collection requirements, will not change
  burden hour or cost estimates, and will not modify any language in the
  ICR. This document summarizes the first two categories to ensure that
  the ICR reflects the updated regulatory text, but does not summarize or
  seek comment on the last category of revisions that are not related to
  information collections. In addition, this document does not address
  the proposed provisions that are substantively unchanged from the
  current, OMB-approved information collection requirements. Discussion
  and justification of these provisions can be found in the preamble to
  the final crane standard (75 FR 48017) and also in the Supporting
  Statements for the proposed rule (83 FR 23534) as well as the approved
  Information Collection.
      The agency solicits comments on the Cranes and Derricks Standard
  information collection requirements as they would be revised by the
  proposed rule. Particularly, comments are sought by OSHA to:
       Evaluate whether the proposed information collection
  requirements are necessary for the proper performance of the agency's
  functions, including whether the information will have practical
  utility;
       Evaluate the accuracy of OSHA's estimate of the time and
  cost burden of the proposed information collection requirements,
  including the validity of the methodology and assumptions used;
       Enhance the quality, utility, and clarity of the
  information to be collected; and
       Minimize the burden of the information collection
  requirements on those who are to respond, including through the use of
  appropriate automated, electronic, mechanical, or other technological
  collection techniques or other forms of information technology, e.g.,
  permitting electronic submission of responses.
      A copy of the ICR for the proposed rule, with applicable supporting
  documentation, including a description of the likely respondents,
  estimated frequency of response, and estimated total burden, may be
  obtained free of charge from the RegInfo.gov website at: http://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=201710-1218-002 or contact
  Vernon Preston at (202) 693-2020 to obtain a copy of the ICR.

  C. Proposed Revisions to the Information Collection Requirements

      As required by 5 CFR 1320.5(a)(1)(iv) and 1320.8(d)(1), OSHA is
  providing the following summary information about the information
  collection requirements identified in the NPRM. The proposed rule
  creates new information collection requirements and modifies approved
  information collection requirements in the existing ``Cranes and
  Derricks in Construction Standard'' Information Collection. The major
  differences in the information collection requirements contained in the
  proposed rule from the information collection requirements currently
  approved in the Information Collection are discussed below and in more
  specific detail in Section III: Summary and Explanation of the Proposed
  Amendments to Subpart CC of the NPRM.

  Proposed Section 1926.1427(a)--Operator Training, Certification, and
  Evaluation

      The introductory text in proposed paragraph (a) sets out the
  employer's responsibility to ensure that each operator is certified/
  licensed in accordance with subpart CC, and is evaluated on his or her
  competence to safely operate the equipment that will be used, before
  the employer permits an individual to operate equipment covered by
  subpart CC without continuous monitoring. The proposed new approach
  provides a clearer structure than the existing standard, which was not
  designed to accommodate both certification and evaluation.

  Proposed Section 1926.1427(c)--Certification and Licensing

      Under paragraph (c), the employer must ensure that each operator is
  certified or licensed to operate the equipment. Proposed paragraph (c)
  retains the certification and licensing structure of the existing
  standard with only a few minor modifications intended to improve
  comprehension of certification/licensing requirements. For example,
  OSHA proposes to remove the somewhat misleading reference to an
  ``option'' with respect to mandatory compliance with existing state and
  local licensing requirements that meet the minimum requirements under
  federal law.

  Proposed Section 1926.1427(d)--Certification by an Accredited Crane
  Operator Testing Organization

      Proposed paragraph (d) retains the requirements of existing Sec.
  1926.1427(b), except that the proposed rule removes the requirement for
  certification by capacity of crane, as required in existing paragraph
  (b)(1)(ii)(B) and (b)(2). The need for this change is explained in the
  ``Need for a Rule'' section of the NPRM. The proposed rule also makes
  some non-substantive language clarifications. Compliance with the
  requirements of proposed paragraph (d) is the option that OSHA expects
  the vast majority of employers to use.

  Proposed Section 1926.1427(f)--Evaluation

      Proposed paragraph (f) sets out new specific requirements that
  employers must follow to conduct an operator evaluation and
  reevaluation, including documentation requirements. Proposed paragraph
  (f)(4) requires the employer to document the evaluation of each
  operator and to ensure that the documentation is available at the
  worksite. This paragraph also specifies the information that the
  documentation would need to include: The operator's name, the
  evaluator's name, the date of the evaluation, and the make, model and
  configuration of the equipment on which the operator was evaluated.
  However, the documentation would not need to be in any particular
  format.


      Under the NPRM, not all operators exempted from certification
  requirements would also be exempted from the evaluation requirements.
  Proposed Sec.  1926.1427(a)(2) continues the existing exemption from
  the training and certification requirements in that section for
  operators of three types of equipment: Derricks, sideboom cranes, and
  equipment with a maximum manufacturer-rated hoisting/lifting capacity
  of 2,000 pounds or less. In the current crane standard, these three
  types of equipment are exempt from all of the requirements in Sec.
  1926.1427 as the result of language in Sec.  1926.1427(a) and specific
  exemptions in Sec. Sec.  1926.1436(q), 1440(a), and 1441(a). The
  proposed rule would not, however, exempt employers from the
  requirements in Sec.  1926.1427(f) to evaluate the potential operators
  of those types of equipment to ensure that they have sufficient
  knowledge and skills to perform the assigned tasks with the assigned
  equipment. Accordingly, OSHA proposes to preserve the evaluation
  requirements through the revision of the language in Sec.  1926.1427(a)
  and corresponding edits to narrow the exemptions in Sec. Sec.
  1926.1436(q), 1440(a), and 1441(a).

  Proposed Section 1926.1427(h)--Language and Literacy

      Existing Sec.  1926.1427(h) allows operators to be certified in a
  language other than English, provided that the operator understands
  that language. Proposed paragraph (h) is nearly identical to existing
  paragraph (h) with the exception that it removes the reference to the
  existing qualification language in paragraph (b)(2), which has been
  replaced.

  Proposed Sections 1926.1436(q)--Derricks, 1926.1440(a)--Sideboom
  Cranes, and 1926.1441(a)--Equipment With a Rated Hoisting/Lifting
  Capacity of 2,000 Pounds or Less

      As discussed earlier, OSHA proposed to amend paragraphs Sec. Sec.
  1926.1436(q), 1926.1440(a), and 1926.1441(a) to ensure that the
  evaluation requirements in Sec.  1926.1427(f) apply to employers using
  derricks, sideboom cranes, and equipment with a rated capacity of 2,000
  pounds or less.
      Type of Review: New.
      Agency: DOL-OSHA.
      Title: Cranes and Derricks in Construction: Operator Qualification.
      ICR Reference Number: 201710-1218-002.
      Total Estimated Number of Annualized Respondents: 117,130.
      Total Estimated Number of Annualized Responses: 75,591.
      Total Estimated Number of Annual Burden Hours: 4,773.
      Response Frequency: Various.
      Total Number of Annual Other Costs Burden: $71.

  D. Public Participation--Submission of Comments on This Document and
  Internet Access to Comments and Submissions

      The agency encourages commenters to submit their comments related
  to the agency's clarification of the information collection
  requirements to the docket for this document (Docket Number OSHA-2018-
  0009). For instructions on submitting these comments to the docket for
  this document, see the sections of this Federal Register document
  titled DATES and ADDRESSES. Please note that comments on the
  information collection requirements already submitted to the agency in
  response to the NPRM will be considered; the public need not resubmit
  those comments in response to this solicitation. (See: https://www.regulations.gov/document?D=OSHA-2007-0066-0679.) Please also note
  that the docket for this document, Docket Number OSHA-2018-0009, exists
  solely to collect comments on the information collection requirements
  in the NPRM. The NPRM and the other relevant documents for that
  rulemaking are in Docket Number OSHA-2007-0066, available on http://www.regulations.gov.

  E. Authority and Signature

      Loren Sweatt, Deputy Assistant Secretary of Labor for Occupational
  Safety and Health, directed the preparation of this document. The
  authority for this document is the Paperwork Reduction Act of 1995 (44
  U.S.C. 3506 et seq.) and Secretary of Labor's Order No. 1-2012 (77 FR
  3912).

      Signed at Washington, DC, on July 17, 2018.
  Loren Sweatt,
  Deputy Assistant Secretary of Labor for Occupational Safety and Health.
  [FR Doc. 2018-15687 Filed 7-27-18; 8:45 am]
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