• Part Number:
    1980
  • Part Number Title:
    Procedures for the Handling of Retaliation Complaints Under Section 806 of the Sarbanes Oxley Act of 2002, As Amended
  • Standard Number:
  • Title:
    Table of Contents
  • GPO Source:

PART 1980—PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS UNDER SECTION 806 OF THE SARBANES-OXLEY ACT OF 2002, AS AMENDED


Subpart A-Complaints, Investigations, Findings and Preliminary Orders

Sec.
1980.100    Purpose and scope.
1980.101    Definitions.
1980.102    Obligations and prohibited acts.
1980.103    Filing of retaliation complaints.
1980.104    Investigation.
1980.105    Issuance of findings and preliminary orders.

Subpart B-Litigation

1980.106    Objections to the findings and the preliminary order and request for a hearing.
1980.107    Hearings.
1980.108    Role of Federal agencies.
1980.109    Decision and orders of the administrative law judge.
1980.110    Decision and orders of the Administrative Review Board.

Subpart C-Miscellaneous Provisions

1980.111    Withdrawal of complaints, findings, objections, and petitions for review; settlement.
1980.112    Judicial review.
1980.113    Judicial enforcement.
1980.114    District court jurisdiction over retaliation complaints.
1980.115    Special circumstances; waiver of rules.


AUTHORITY: 18 U.S.C. 1514A, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Pub. L. 111-203 (July 21, 2010); Secretary of Labor's Order No. 01-2012 (Jan. 18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-2020, 85 FR 13186 (March 6, 2020).

SOURCE: 80 FR 11880, Mar. 5, 2015, unless otherwise noted.

[69 FR 52113, August 24, 2004; 76 FR 68092, Nov. 3, 2011; 80 FR 11880, March 5, 2015; 85 FR 13035-13036, March 6, 2020; 85 FR 30621, June 19, 2020; 86 FR 1789, January 11, 2021]